-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AKLSXn6mV7P3a183Z3erfgtjejjimLSY0XAcyJys+xvPFyMEI4Z7YROMd8EBIEzS LZ5cDbrBSJCDGDJ3IgeTBw== 0000950128-98-000538.txt : 19980218 0000950128-98-000538.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950128-98-000538 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WESTINGHOUSE AIR BRAKE CO /DE/ CENTRAL INDEX KEY: 0000943452 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 251615902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48247 FILM NUMBER: 98536421 BUSINESS ADDRESS: STREET 1: 1001 AIR BRAKE AVE CITY: WILMERDING STATE: PA ZIP: 15148 BUSINESS PHONE: 4128251000 MAIL ADDRESS: STREET 1: 1001 AIR BRAKE AVE CITY: WILMERDING STATE: PA ZIP: 15148 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RAC VOTING TRUST CENTRAL INDEX KEY: 0001008232 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1001 AIR BRAKE AVE STREET 2: WESTINGHOUSE AIR BRAKE CO CITY: WILMERDING STATE: PA ZIP: 15148 SC 13G 1 WESTINGHOUSE AIR BRAKE CO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. )* WESTINGHOUSE AIR BRAKE COMPANY - ------------------------------------------------------------------------------ (Name of Issuer) COMMON STOCK, par value $.01 per share - ------------------------------------------------------------------------------ (Title of Class of Securities) 960386-10-0 - ------------------------------------------------------------------------------ (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 960386-10-0 13G PAGE 2 OF 5 PAGES 1) NAME OF REPORTING PERSON RAC Voting Trust S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES NUMBER OF SHARES 5) SOLE VOTING POWER 4,686,169 BENEFICIALLY OWNED (See Item 4 for explanation) BY EACH REPORTING 6) SHARED VOTING POWER 0 PERSON WITH 7) SOLE DISPOSITIVE POWER 0 (See Item 4 for explanation) 8) SHARED DISPOSITIVE POWER 0 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,686,169 (See Item 4 for explanation) 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] (See Item 4 for explanation) 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.3% 12) TYPE OF REPORTING PERSON* 00 3 SCHEDULE 13G Item 1(a): Name of Issuer: WESTINGHOUSE AIR BRAKE COMPANY Item 1(b): Address of Issuer's Principal Executive Offices: 1001 Air Brake Avenue Wilmerding, PA 15148 Item 2(a): Name of Person Filing: RAC Voting Trust Item 2(b): Address of Principal Business Office or, if None, Residence: Westinghouse Air Brake Company 1001 Air Brake Avenue Wilmerding, PA 15148 Item 2(c): Citizenship: UNITED STATES Item 2(d): Title of Class of Securities: Common Stock, par value $.01 per share (the "Shares") Item 2(e): CUSIP Number: 960386-10-0 Item 3: Statement Filed Pursuant to Rule 13d-1(b) or Rule 13d-2(b): None of the categories is applicable to any of the undersigned. Item 4: Ownership: As calculated under Rule 13d-3, the Voting Trust would be deemed to be the beneficial owner, as of December 31, 1997 of approximately 4,686,169 Shares, or approximately 11.3% of the total Shares actually outstanding as of such date. The Voting Trust has the sole power to vote the 4,686,169 Shares pursuant to the Second Amended Voting Trust/Disposition Agreement dated as of December 13, 1995. The Voting Trust has no power to dispose or to direct the disposition of the 4,686,169 Shares. Page 3 of 5 pages 4 Item 5: Ownership of Five Percent or Less of a Class: Inapplicable. Item 6: Ownership of More than Five Percent on Behalf of Another Person: The persons who, pursuant to the Second Amended Voting Trust/Disposition Agreement dated as of December 13, 1995, delivered their shares of Common Stock of the Company to the Trustees of the Voting Trust and received in exchange therefor Voting Trust certificates, and such persons' permitted transferees, possess the rights to receive and the power to direct the receipt of dividends from, and the proceeds from the sale of, the Shares. Item 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Inapplicable. Item 8: Identification and Classification of Members of the Group. Inapplicable. Item 9: Notice of Dissolution of Group. Inapplicable. Item 10 Certification. Inapplicable. Page 4 of 5 pages 5 Signature After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. RAC VOTING TRUST /s/ Kevin P. Connor ------------------- Kevin P. Connor Trustee Dated: February 11, 1998 Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----